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CII sets out vision for vulnerability data sharing
The CII has outlined a vision for transforming how vulnerability data is shared across the insurance and personal finance distribution chain to meet the Financial Conduct Authority’s (FCA) requirements. In a new report summarising a recent roundtable held in…
FCA updates its ‘Keeping your firm's information up to date’ web page
The FCA has updated and refreshed the content of its ‘Keeping your firm’s information up to date’ web page. As a useful reminder, this page outlines what firms need to do to ensure that their details are correct on the Financial Services Register, and reminds…
Financial Services Regulation Committee report on FCA growth and competitiveness objective progress
In its report, ‘Growing pains: clarity and culture change required’, the Financial Services Regulation Committee highlights that the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA)’s secondary international competitiveness and…
Insurance Compliance Services adds FCA’s Isabella Macfarlane to team
Isabella Macfarlane has joined compliance experts, Insurance Compliance Services (ICS) as Head of London Markets, effective immediately. She joins from the Financial Conduct Authority where she was Lead Associate, Insurance Flexible Firm Supervision…
FCA updates its Enforcement Guide and publishes details of its approach to enforcement investigations
The FCA has published the final version of its streamlined and updated Enforcement Guide and has confirmed its approach to enforcement transparency. The Policy Statement includes a Mapping Guide showing where content in the previous Guide can now be found in…
New FCA Consumer Credit regulatory returns: Policy Statement PS25/3
The FCA has published its Policy Statement PS25/3 setting out its replacement consumer credit reporting requirements for firms with certain consumer credit Permissions – the new CCR009 return. The FCA’s aim was to create a return that better aligns with…
