The FCA’s new Appointed Representative (AR) regime - a reminder - AR reviews and annual self-assessments

December 21, 2023

Following the introduction of the new Appointed Representatives regime in December 2022, Principal firms have an obligation, at least annually, to review their ARs and to complete, review and sign off a self-assessment document.  This Hot TopICS looks at those two requirements in particular.

To access full articles, clients can log into the ICS Compliance Manual or complete the form below for 14 days free access.

Required
Required
Required
Required

We will use your data to contact you in relation to the article you have selected and by submitting this information you agree for us to add you to our mailing list, from which we will provide you with content relevant to and further information about our services from time to time, where we think you will find this useful.
Should you wish to unsubscribe, you can let us know at any time, including by selecting the unsubscribe button in our emails or, alternatively, email admin(at)insurancecompliance.co.uk, following which your request to unsubscribe will be processed.
View our Privacy Policy for further details.

 
Share this
 
Share this