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FCA updates its ‘Alert for firms: fake FCA communications’ web page
The FCA has updated its ‘Alert for firms: fake FCA communications’ web page with details of fake letters claiming to be from Sarah Pritchard, FCA Deputy Chief Executive, and referencing a fake FCA employee.
FCA publishes findings on firms’ customer due diligence processes and controls
The FCA has published a summary of its findings from a multi-firm review of Customer Due Diligence (CDD), Enhanced Due Diligence (EDD) and ongoing due diligence controls, which it conducted in 2025. The review was part of wider financial crime supervisory…
FCA Regulatory Priorities Report – insurance sector
In line with being a smarter regulator providing more ‘streamlined’ regulation, the FCA has replaced its Portfolio Letters with a more succinct suite of annual Regulatory Priorities Reports. The new sectoral Reports are similar to the ‘Sector Views’…
FCA updates Consumer Duty information for firms
The FCA’s Consumer Duty web page has been updated to include information covering Data Protection law and vulnerability related data.
FCA and FOS confirm annual increase in the FOS award limit
The FCA has announced, as part of its Regulation Round-Up communication, that the award limit for complaints referred to FOS will increase from 1st April 2026. FOS has also published details of the award limits increases.
FCA publishes operational resilience insights and observations one year on
To help firms review and evolve their approach to being resilient, and to make sure they are continuing to comply with the FCA’s operational resilience rules, the FCA has published observations and insights from a review of firms’ self-assessments on how they…
