Summary of Services
Insurance Compliance Services provides compliance consultancy services to general insurance brokers throughout the UK. We offer full service, ad hoc and web/telephone-based support including assistance with:
Treating customers fairly- Conflicts of interest
- Training and competence
- Client money processes and procedures
- Completion of RMAR and other regulatory reporting
- Acting as principal for ARs and introducer ARs (including networks)
- Applying for FCA authorisation
Audits and External Reviews
- Compliance audits
- File reviews
- Claims audits
- Compliance healthchecks
E-Learning
Not only is the FCA’s training and competence sourcebook a fundamental plank of regulation, but many a successful business will testify to the value of developing and improving staff. So, in response to the need for firms to have access to cost-effective and flexible training programmes, ICS, in conjunction with Marlborough Training & Consultancy, has developed the E-learning system.
- E-learning
Geographic Coverage
Wherever your business is based the chances are that there is an ICS consultant not too far way; our consultants cover the majority of the UK, including:
- Scotland
- North West
- North East
- Midlands
- South West
- East Anglia
- London
- South East
Specialist Services
- Audits of coverholders/binders for the Lloyd’s and London markets
- Support services for coverholders
- TPA audits