Summary of Services
Insurance Compliance Services provides compliance consultancy services to general insurance brokers throughout the UK. We offer full service, ad hoc and web/telephone-based support including assistance with:
Treating customers fairly
Conflicts of interest
Training and competence
Client money processes and procedures
Completion of RMAR and other regulatory reporting
Acting as principal for ARs and introducer ARs (including networks)
Applying for FCA authorisation
Audits and External Reviews
Compliance audits
File reviews
Claims audits
Compliance healthchecks
E-Learning
Not only is the FCA’s training and competence sourcebook a fundamental plank of regulation, but many a successful business will testify to the value of developing and improving staff. So, in response to the need for firms to have access to cost-effective and flexible training programmes, ICS, in conjunction with Marlborough Training & Consultancy, has developed the E-learning system.
E-learning
Geographic Coverage
Wherever your business is based the chances are that there is an ICS consultant not too far way; our consultants cover the majority of the UK, including:
Scotland
North West
North East
Midlands
South West
East Anglia
London
South East
Specialist Services
Audits of coverholders/binders for the Lloyd’s and London markets
Support services for coverholders
TPA audits