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June 22, 2026
This is the second of two Hot TopICS on this subject, outlining the FCA’s new operational incident and third party reporting requirements. In this latest Hot TopICS, we will cover material third party reporting. In our first (May) related Hot TopICS we covered the background to the publication of the new rules and guidance, and the operational incident reporting requirements.
The final material third party reporting rules are relevant to Enhanced SM&CR firms and Solvency II firms, amongst others. If your firm is a ‘core’ SM&CR insurance intermediary, the material third party reporting rules do not apply to you; however, the operational incident reporting rules (see our previous Hot TopICS) do apply.
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